- What are the 3 biggest challenges in records management?
- What is a no-action policy?
- What is no-action relief?
What are the 3 biggest challenges in records management?
The three biggest challenges in records management are information overload, regulatory compliance, and a missing records preservation plan. If these issues are not addressed, they will result in poor record keeping implementation and may cost you time, money, and resources.
What is a no-action policy?
An individual or entity who is not certain whether a particular product, service, or action would constitute a violation of the federal securities law may request a "no-action" letter from the SEC staff.
What is no-action relief?
No-action relief is a mechanism that allows registrants to obtain certain assurances when their conduct may touch upon a gray area of regulation, or even may be technically proscribed, but does not raise the policy concerns underlying a particular rule.